About Us:

Credit Suisse Securities (China) Limited (“CSS”, or “the Company”) is a securities joint venture established by Credit Suisse AG and Founder Securities Co., Ltd.

The securities joint venture was formally established on October 24, 2008, upon receiving approval from the China Securities Regulatory Commission ("CSRC").

Headquartered in Beijing, the securities joint venture was previously known as Credit Suisse Founder Securities Limited (“CSFS”).

In June 2020, CS successfully completed the transaction to increase its shareholding in the securities joint venture from 33.3% to 51%. In June 2021, CSFS was rebranded to Credit Suisse Securities (China) Limited.

Ms. Doris Wang is the Chairwoman of the Board of Directors of CSS, while Mr. Steven Zhang is the Chief Executive Officer and Legal Representative of CSS.

CSS is registered in Beijing and its business office is located at Unit 01A, 02, 03A of 19th Floor and 20th Floor, No. 89 Jinbao Street, Dongcheng District, Beijing

According to the CSRC’s approval, the current business scope of CSS includes securities underwriting and sponsoring; securities brokerage; securities investment consulting services; securities proprietary trading.

Overview of Branches:

Credit Suisse Securities (China) Limited Shanghai Branch
Address: Room 306, Building No. 1, No. 333 of Huan Hu Xi Yi Road, Lin Gang Special Area, China (Shanghai) Pilot Free Trade Zone
Business Scope: Securities Underwriting and Sponsoring (only limited to undertaking)
Responsible Person: Liujun ZHAO
Tel: +8610 6653 8666

Credit Suisse Securities (China) Limited Shenzhen Branch
Address: 2003, Block T2, Kerry Construction Plaza, No.1, Center 4 Road, Fu An Community, Fu Tian Street, Futian District, Shenzhen
Business Scope: Securities brokerage; SecuritiesUnderwriting and Sponsoring (only limited to undertaking); Securities investment consulting services
Responsible Person: Catherine SONG
Tel: +8610 6653 8666

About the Shareholders:

UBS AG

The merger between the Company’s former controlling shareholder, Credit Suisse AG (“CS”), and UBS AG (“UBS”) was completed on May 31, 2024. This transaction was carried out through an absorption merger in accordance with the Swiss Merger, Demerger, Transformation, and Asset Transfer Act, with CS merging into UBS. UBS is the surviving entity, while CS no longer exists, and all assets, liabilities, and contracts of CS have been transferred to UBS.

The Company’s former actual controller, Credit Suisse Group AG (“CS Group”), was merged into UBS Group AG (“UBS Group”) on June 12, 2023. CS Group was legally merged and absorbed by UBS Group and thus no longer exists. UBS Group is headquartered in Zurich, Switzerland, with its registered office at Bahnhofstrasse 45, CH-8098, Zurich, Switzerland. UBS Group AG’s registered office address is Bahnhofstrasse 45, CH-8098 Zurich, Switzerland.
The registered shares of Credit Suisse Group AG have been deregistered and exchanged into UBS Group AG shares in the ratio of 22.48 for one UBS registered share in the form of global shares also listed on the NYSE. Further information about the shareholding structure of UBS Group can be found at Shareholder information | UBS Global .

The change of the Company’s actual controller to UBS Group and the change of the controlling shareholder to UBS are subject to approval by the China Securities Regulatory Commission.

Founder Securities Co., Ltd.

Founder Securities Co., Ltd. (“FS”) was incorporated on 26 October 1994. Its registered address is Units 3701-3717, Tower 4 and 5, Hua Yuan HuaCentral, No. 36, Segment II of Xiang Jiang Zhong Lu, Tianxin District, Changsha City, Hunan Province, China. Its registered capital was RMB8,232 million. The business scope of FS covers securities brokerage, securities investment advisory service, financial advisory service relating to securities trading and securities investment activities, securities proprietary trading, securities assets management, margin trading and securities lending, distribution of securities investment funds, providing intermediary referral service for futures firms, distribution of financial products. (FS engages in business according to the term length and scope stipulated by the license for operating securities and futures business). On August 10, 2011, the A shares of FS (ticker: 601901) were listed and traded on Shanghai Stock Exchange via IPO.

Further information about FS can be found at foundersc.com .